0001482620-13-000004.txt : 20130308
0001482620-13-000004.hdr.sgml : 20130308
20130308150438
ACCESSION NUMBER: 0001482620-13-000004
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20130308
DATE AS OF CHANGE: 20130308
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: Finan Martin James
CENTRAL INDEX KEY: 0001482620
FILING VALUES:
FORM TYPE: SC 13G
MAIL ADDRESS:
STREET 1: 103 S. STOUGH STREET
CITY: HINSDALE
STATE: IL
ZIP: 60521
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: AEROSONIC CORP /DE/
CENTRAL INDEX KEY: 0000109471
STANDARD INDUSTRIAL CLASSIFICATION: SEARCH, DETECTION, NAVIGATION, GUIDANCE, AERONAUTICAL SYS [3812]
IRS NUMBER: 741668471
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-36394
FILM NUMBER: 13676963
BUSINESS ADDRESS:
STREET 1: 1212 N HERCULES AVE
CITY: CLEARWATER
STATE: FL
ZIP: 33765
BUSINESS PHONE: 727-461-3000
MAIL ADDRESS:
STREET 1: 1212 N HERCULES AVE
CITY: CLEARWATER
STATE: FL
ZIP: 33765
SC 13G
1
ah1.txt
US SEC AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. __)*
Aerosonic Corporation
_________________________________________________
(Name of Issuer)
Common Stock
_________________________________________________
(Title of Class of Securities)
008015-30-7
_________________________________________________
(CUSIP Number)
March 7, 2013
_________________________________________________
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant
to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)
*The remainder of this cover page shall be filled out for
a reporting person's initial filing on this form with respect
to the subject class of securities, and for any subsequent
mendment containing information which would alter the disclosures
provided in a prior cover page.
The information required in the remainder of this cover page shall
not be deemed to be "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 ("Act") or otherwise subject to the
liabilities of that section of the Act but shall be subject to all
other provisions of the Act (however, see the Notes).
1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS.
OF ABOVE PERSONS (ENTITIES ONLY)
Martin Finan
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS)
(a)
(b)
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING
PERSON WITH 5. SOLE VOTING POWER
374,501
6. SHARED VOTING POWER
1,790
7. SOLE DISPOSITIVE POWER
374,501
8. SHARED DISPOSITIVE POWER
1,790
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
376,291
10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(SEE INSTRUCTIONS)
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.36%
12. TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
IN
Item 1(a). Name of Issuer:
Aerosonic Corporation
Item 1(b). Address of Issuer's Principal Executive Offices:
1212 North Hercules Avenue
Clearwater, FL 33765
Item 2(a). Name of Person Filing:
Martin Finan
Item 2(b). Address of Principal Office or, if none, Residence:
103 S. Stough Street
Hinsdale, IL 60521
Item 2(c). Citizenship or Place of Organization:
United States
Item 2(d). Title of Class of Securities:
Common Stock
Item 2(e). CUSIP Number:
008015-30-7
Item 3. If This Statement Is Filed Pursuant to Sections 240.13d-1(b)
or 240.13d-2(b) or (c), Check Whether the Person Filing Is a(n):
(a)Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o);
(b)Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)Investment company registered under Section 8 of the Investment
Company Act of 1940 (15 U.S.C.
80a-8);
(e)Investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E);
(f)Employee benefit plan or endowment fund in accordance with
Section 240.13d-1(b)(1)(ii)(F);
(g)Parent holding company or control person in accordance with
Section 240.13d-1(b)(1)(ii)(G);
(h)Savings association as defined in Section 3(b) of the Federal
Deposit Insurance Act (12 U.S.C. 1813);
(i)Church plan that is excluded from the definition of an investment
company under Section 3(c)(14) of
the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J) ;
(k)Group, in accordance with Section 240.13d-1(b)(1)(ii)(J).
Item 4. Ownership. (as of September 20, 2011)
(a) Amount beneficially owned: 376,291
(b) Percent of class: 9.36%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote: 374,501
(ii) Shared power to vote or to direct the vote: 1,790
(iii) Sole power to dispose or to direct the disposition of: 374,501
(iv) Shared power to dispose or to direct the disposition of: 1,790
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the
date hereof the reporting person has ceased to be the beneficial
owner of more than five percent of the class of securities, check the following.
Item 6. Ownership of More Than Five Percent on Behalf of Another Person.
Not Applicable.
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding Company.
Not Applicable.
Item 8. Identification and Classification of Members of the Group.
Not Applicable.
Item 9. Notice of Dissolution of Group.
Not Applicable.
Item 10. Certifications.
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were not acquired and are not held for
the purpose of or with the effect of changing or influencing the control
of the issuer of the securities and were not acquired and are not held
in connection with or as a participant in any transaction having that
purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true,
complete and correct.
Dated: October 6, 2011
By: /s/Martin Finan___________________________
Name: Martin Finan